A specialized course for those who will be acting as and seeking licensing as ADOs as well as professionals seeking licensing as registered representatives or investment advisors . Topics Include the following:

• The stock exchange structure


• Roles and Responsibilities of Licensed Dealing Members(LDM) and Authorized Dealing Officer(ADOs)


• Trading procedures


• Reporting and Record keeping


• Clearance and Settlement


• Listing application process


• Investment Advice / Servicing client accounts


• Agency/principal concepts


• Determining the Clients needs/objectives


• Identifying appropriate investment vehicles


• Portfolio considerations and techniques


• Salesmanship and building your business

Duration: 10days

Fees: GH¢710.00

Exams Fees: GH¢120.00

GSE Securities Course Schedule – There Will Be Two Sessions For Each Period (Afternoon And Evening Sessions)

Afternoon sessions starts at 2:00pm and ends at 5:00pm
Evening sessions starts at 5:00pm and ends at 8:00pm