A specialized course for those who will be acting as and seeking licensing as ADOs as well as professionals seeking licensing as registered representatives or investment advisors . Topics Include the following:

• The stock exchange structure
• Roles and Responsibilities of Licensed Dealing Members(LDM) and Authorized Dealing Officer(ADOs)
• Trading procedures
• Reporting and Record keeping
• Clearance and Settlement
• Listing application process
• Investment Advice / Servicing client accounts
• Agency/principal concepts
• Determining the Clients needs/objectives
• Identifying appropriate investment vehicles
• Portfolio considerations and techniques
• Salesmanship and building your business

Duration: 10days

Fees: GH¢710.00

Exams Fees: GH¢120.00

GSE Securities Course Schedule – There Will Be Two Sessions For Each Period (Afternoon And Evening Sessions)

Afternoon sessions starts at 2:00pm and ends at 5:00pm Evening sessions starts at 5:00pm and ends at 8:00pm